AI in Financial Conduct Surveillance: Understand It, Explain It, Defend It
ABOUT THIS SESSION
Regulators are asking harder questions about AI.
This half-day practitioner session is designed for senior professionals in financial conduct surveillance, the people responsible for AI-assisted monitoring programmes and accountable when those programmes are questioned.
The session is built around how AI works, explaining what it does, and being able to defend the decisions it supports.
WHAT WE WILL COVER
Regulatory: what MindForge and the MAS AI Risk Management framework actually demand of financial institutions deploying AI in surveillance
How AI works in practice: demystifying the models, the prompts, and the outputs that your teams are relying on today
Defending your programme: how to speak about AI to regulators, auditors, and senior management with confidence and precision
WHO THIS IS FOR
This session is selective and limited in size. It is intended for Executive Director level and above, the risk owners with direct accountability for AI-assisted surveillance programmes in:
∙ Compliance and conduct risk
∙ Risk and audit functions with oversight of AI-assisted surveillance
Vendors and consultants are not included in this workshop.
WHAT ATTENDEES RECEIVE
All confirmed attendees receive a full copy of the Conduct Surveillance practitioner review of the MindForge AI Risk Management Operationalisation Handbook, a section-by-section analysis of what the framework demands of banks and the vendors that serve them. This document is not publicly available.