Regulatory Investigations in Asia: Risk, Response & Recovery
About event
In today’s regulatory environment, the way an organisation responds in the first hours and days of a regulatory investigation can have a significant impact on legal, financial, and reputational outcomes.
In this session, experts from the law firm Clyde & Co and Anapi Insurance Brokers will provide practical, real-world guidance for fintechs and other regulated startups on how to navigate regulatory scrutiny and the insurance claim processes effectively.
Why you should attend:
This session offers practical insights into what to do in case of regulatory investigations.
You’ll understand:
· What to expect when a regulator initiates an investigation and how to engage with them strategically
· When and why to engage legal counsel
· Legal issues such as legal privilege and data privacy
· The exposure to directors and senior management
· The typical investigation claim, including immediate and time-sensitive actions
· Common mistakes when reporting a claim and how to avoid unnecessary costs
· What to put in place before a claim arises (including during policy renewal)
· Emerging issues and trends in regulatory investigations and claims
Who should attend
This session is designed for leaders and decision makers within fintechs and other regulated startups across Asia, including:
· Founders & CEOs
· CFOs & Finance Leaders
· General Counsel & Legal Teams
· Compliance & Risk Officers
· Board Members & Senior Management
If your organisation operates in, or is entering a regulated environment, this session provides practical guidance on managing regulatory risk and protecting the company and its leadership.
About Anapi
Anapi is an insurance broker for investors, startups and entrepreneurs. We provide easy and affordable access to specialty insurance solutions. Essential for the evolving, complex and challenging risks that entrepreneurs face as they grow into established enterprises.
Visit anapi.co for more info.
About Clyde & Co
Clyde & Co is a globally integrated law firm providing a full spectrum of contentious and non-contentious legal services, along with commercially focused legal advice to businesses worldwide. With over 30 years of presence in Singapore, the office serves as a strategic hub for companies across the Asia Pacific region and plays a vital role in the firm's international network, delivering seamless offshore and onshore legal support.
Clyde & Co’s Global Regulatory & Investigations Group supports organisations and individuals in navigating evolving regulations, managing internal investigations and responding to external investigations and related enforcement. Our lawyers have built a strong reputation for addressing matters involving white‑collar issues, including fraud, bribery, money-laundering and breach of sanctions.
We have extensive experience assisting clients in cross-border investigations – from evidence gathering and reporting to communications planning and remedial action – while maintaining a constructive and pragmatic approach with relevant authorities to support resolution of regulatory investigations on favourable terms. Backed by a globally recognised disputes practice, we provide strong litigation support to clients to achieve practical and risk-mitigating outcomes that protect client interests, and regularly advise on liability risks and defence strategies in civil and criminal proceedings.
Visit clydeco.com for more info.
About Markel International
Markel International is the specialist insurance division of the Markel Group, looking after the commercial insurance needs of major businesses, SMEs, professionals, and sole traders. Markel International has offices in 16 countries across the UK, Europe, Canada, Latin America, Asia Pacific, and the Middle East, and is rated A by S&P and A.M. Best.
Our APAC and London Market business comprises three core product divisions: Professional & Financial Risks (PFR) and Cyber; Marine and Energy; and Specialty. We have our own trusted Lloyd’s syndicate, but can also underwrite risks through other Markel companies, depending on where you are in the world. With our dedicated and knowledgeable teams working on the ground in Singapore, Hong Kong, Kuala Lumpur, Mumbai, Shanghai, Sydney, Melbourne, Brisbane and Dubai, we provide you and your business with the local support and expertise you need to stay one step ahead in rapidly evolving markets.
Visit markel.com for more information.