AI for compliance: spotting where AI goes rogue
Joining link: https://us06web.zoom.us/j/87901980642Zoom
As teams in financial services increasingly use AI tools like ChatGPT in their day-to-day work, a key challenge is how to ensure the outputs are reliable.
This workshop focuses on the design of human-in-the-loop compliance AI workflows that can be relied on in operational settings.
You’ll learn how to:
Design evaluation models that assess AI outputs for accuracy, completeness, and regulatory alignment
Define human review points and design interventions that meaningfully improve reliability
Use confidence scoring and guardrails to detect uncertainty, prevent drift, and constrain model behaviour
Design for repeatability so outputs remain consistent across users, prompts, and time
Daniel Chatfield, Chief Information Officer (EU) at Monzo
Daniel Chatfield, Chief Information Officer (EU) joins the session to discuss how Monzo used AI to support regulatory work during rapid growth, the initial efficiency gains achieved, and the key barriers encountered, including sourcing, version accuracy, and reliability.
He will focus on where human review and judgement were required, how outputs were checked and escalated, and the practical lessons learned for building repeatable and scalable AI-enabled workflows.
Who should attend
Compliance leaders, policy teams, MLROs, risk and assurance professionals, audit teams, and anyone responsible for designing or overseeing AI-enabled compliance processes.
Previous sessions and resources
Visit https://www.zango.ai/events for a recording of our previous session: "Prompt like an AI engineer", and accompanying resources.