Achieving Audit-Ready AI in Finance: A GraphRAG + Vector Memory Blueprint
Designing Audit-Ready AI Systems in Finance
A GraphRAG + Vector Memory Blueprint, featuring Vasilije Markovic, Founder & CEO at Cognee
Financial services teams are moving beyond RAG demos into agentic workflows. But production readiness in regulated environments is blocked by the same constraints: traceability, governance, and answer quality.
In finance, outputs only matter if they are auditable. Every claim must trace back to authorized data with a repeatable retrieval plan.
In this session, Qdrant and Cognee will run a live end-to-end demo and unpack the architectural decisions behind production-ready GraphRAG systems. You will see not just what works, but why.
The Use Case We’ll Demo
Explainable finance Q&A → full audit trail
Example questions:
“Why are we recommending Portfolio A over B?”
“What drove this risk flag?”
You’ll see the system produce:
Answer
Citations
Evidence snippets
Explicit provenance path
Logged retrieval plan suitable for internal review
This is what audit-ready AI looks like in practice.
The Blueprint We’ll Implement
1. GraphRAG as a Governance Boundary
Constrain context to relevant entities and relationships
Support multi-hop and relationship-dependent reasoning
Produce clear provenance paths from question → graph neighborhood → documents → answer
You’ll learn when GraphRAG improves reliability and when standard retrieval is sufficient.
2. Filtered Vector Retrieval for Evidence Control
Fetch only the most relevant evidence within bounded scope
Apply strict metadata filtering
Enforce tenancy and policy boundaries
This ensures high-signal retrieval without cross-tenant leakage.
3. Production-Ready Stateful Memory
What belongs in memory and what never should
Per-user, per-team, per-tenant patterns
Time windows, scoped corpora, and policy-aware persistence
Memory should enhance reasoning, not introduce compliance risk.
Founder Perspective: Where Teams Fail
You’ll hear directly from Cognee’s founder on:
Why naïve GraphRAG implementations break under compliance review
Entity modeling mistakes that degrade explainability
How to design graph boundaries for governance, not just visualization
Logging retrieval plans for audit replay
This session focuses on architectural tradeoffs, not just demos.
Proof in Production: Xaver + Qdrant
Xaver built a two-tier AI knowledge engine on Qdrant to scale compliant, personalized financial consultations across chat, phone calls, and advisor copilots.
Their system demonstrates:
Constrained retrieval
Strict filtering
Auditable outputs at production latency
We’ll map these patterns directly to the blueprint shown in the live demo.
What “Audit-Ready” Outputs Look Like
Evidence coverage with citations and snippets
Repeatable retrieval via logged parameters
Clear provenance paths
Evaluation signals to detect unsupported claims and contradictions
If it cannot be audited, it does not belong in production finance.
Agenda (60 Minutes)
0–5 — What audit-ready means in practice
5–15 — GraphRAG mental model and system architecture
15–25 — Founder deep dive: governance-first graph design
25–50 — Live demo: constrained retrieval, multi-hop reasoning, provenance outputs
50–60 — Production checklist and Q&A
Who This Is For
Finance, Engineering, Security, and Compliance leaders responsible for production AI risk
AI and ML engineers building agents or RAG systems in regulated environments
Platform teams responsible for governance and reliability
Data teams supporting risk, compliance, research, operations, or client servicing
No graph database background required.
Speakers
Vasilije Markovic | Founder & CEO, Cognee
Founder and CEO of Cognee, the open-source AI memory engine that structures data as entities and relationships for explainable, graph-native retrieval. He works with teams designing entity-first retrieval systems for production AI in regulated environments.
Thierry Damiba | Qdrant
Developer Advocate at Qdrant. Focused on production retrieval systems, hybrid search, and audit-ready RAG architectures.
About Qdrant
Qdrant is an open-source vector database for powering semantic search, hybrid retrieval, and retrieval-augmented generation in production. It supports fast similarity search with payload filtering and access controls so teams can retrieve authorized evidence reliably and at scale.
About Cognee
Cognee is an open-source AI memory engine that structures and connects information into entities and relationships for reliable, explainable retrieval. It enables graph-based context building and stateful memory patterns while respecting tenancy and policy boundaries.
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